Table 1.

Completed DOAC phase 2b/3 pediatric thrombosis trials

Trial/phaseIndicationAge groupComparator/SOC agentInitial treatmentNo. of children treatedOutcomesKey observations
Rivaroxaban         
Einstein Jr phase 316 (NCT02234843) VTE treatment and prevention of recurrent VTE From birth to age <18 y SOC (UFH, LMWH, fondaparinux, and VKA) ≥5 d of SOC anticoagulant 500 Rivaroxaban vs SOC anticoagulant
Efficacy: symptomatic recurrent VTE: 4 (1%) vs 5 (3%); HR, 0.4; 95% CI, 0.11-1.41.
Safety: major bleeding/CRNMB: 10 (3%) (all nonmajor) vs 3 (2%) (1 nonmajor and 1 CRNMB); HR, 1.58; 95% CI, 0.51-6.27. 
Patients received SOC anticoagulant for 5-9 d before starting rivaroxaban. CVC-provoked VTE represented 25% of study population.
Infants and younger children were underrepresented (37 of 335 [11%]).
Subanalysis of special populations reported: CVC, infection-related CSVT, and cancer. 
UNIVERSE phase 317 (NCT02846532) Thromboprophylaxis for children after Fontan procedure 2-8 y Part A: none
Part B: aspirin 
NA 112 Part B: rivaroxaban vs aspirin
Efficacy: event rate, 2 (3%) vs 3 (9%)
Safety: major bleeding, 1 (2%) in rivaroxaban
CRNMB: 4 (6%) vs 3 (9%) 
Shorter duration between Fontan surgery and the first study drug dose in the aspirin group (mean, 37 d) than in the rivaroxaban group (mean, 45 d).
Not powered to test a formal hypothesis for efficacy. 
Apixaban        
PREVAPIX-ALL phase 318,19 (NCT02369653) Thromboprophylaxis during induction chemotherapy for ALL/LL 1-18 y None NA 512 Apixaban vs SOC anticoagulant 
Efficacy: VTE occurrence, 31 (12.1%) vs 45 (17.6%); RR, 0.69 (0.45-1.05); 1-sided P = .04
Safety: major bleeding, 2 in each arm; CRNMB, 11 vs 3 events 
Apixaban was not shown to be efficacious in the primary analysis but decreased VTE risk for patients with obesity

The study design was powered to demonstrate the benefit of anticoagulant prophylaxis of CVL-associated thrombosis for children with ALL/LL. 
SAXOPHONE phase 220 (NCT03395639) Thromboprophylaxis for cardiac disease From 29 d to <18 y of age SOC anticoagulant (LMWH or VKA) NA 192 Apixaban vs SOC anticoagulant 
Efficacy: no thromboembolic (TE) events in either arm.
Safety: 1 had 2 primary safety events (IR, 1.8/100 P-Y) vs 3 with 4 events (IR, 6.8/100 P-Y). 
Bone density and quality of life were measured for 12 mo but not reported. 
Edoxaban        
ENOBLE phase 321 
NCT02798471 
Thromboprophylaxis in cardiac disease 38 wk to <18 y SOC (UFH, LMWH, VKA) NA 168 Edoxaban vs SOC anticoagulant
Efficacy: none vs 2 TE events in SOC (1.7%)
Safety: major, none; CRNMB, 1 in each group.
Extension arm (n = 147, all on edoxaban)
Efficacy: 4 TE (2.8%; 2 strokes and 2 coronary artery thrombosis or myocardial infarction)
Safety: major, none; CRNMB, 1 (0.7%). 
Compliance with investigational drug was measured and was 94% in the edoxaban group in the main treatment period but reduced to 55% in the extension study. 
HOKUSAI-Jr phase 314 (NCT02798471) VTE treatment From 38 wk to <18 y of age SOC (UFH, LMWH, fondaparinux, and VKA) ≥5 d of parenteral treatment 290 Not available Study completed; study results not published. 
Dabigatran         
DIVERSITY phase 2b/322 (NCT01895777) VTE treatment and prevention of recurrent VTE From birth to age 17 y SOC anticoagulant (LMWH, VKA, or fondaparinux) ≥5 d of parenteral treatment 260 Dabigatran vs SOC anticoagulant
Efficacy: Composite outcome: 81 (46%) vs 38 (42%); P = .001
Safety: on treatment bleeding, 38/176 (22%) vs 22/90 (24%); HR, 1·15; 95% CI, 0·68-1·94; P = ·61
Major bleeding: 4/176 (2%) vs 2/90 (2%); HR, 0·94; 95% CI, 0·17-5·16; P = ·95 
Patients received 5-21 d of SOC anticoagulant before starting dabigatran.
Dabigatran drug levels were monitored to determine appropriate dose.
17 of 176 (∼10%) of the population prematurely discontinued dabigatran because of failure to achieve target dabigatran plasma concentration after 1 dose adjustment allowed per protocol.
Infants and younger children were underrepresented (22/176 [12.5%]).
Subanalysis of special populations: CVC, CSVT, and thrombophilia from birth to <2 y of age. 
DIVERSITY phase 38 
NCT 02197416 
VTE secondary prevention (single arm) From birth to <18 y of age NA NA 203 Efficacy: 1% (2/203) recurrence
Safety: major bleeding, 1.5% (3/203).
CRNMB, 1% (2/203). 
Study reported development of postthrombotic syndrome in 2 of 162 participants (1.2%) with DVT- or CVC-related thrombosis. 
Trial/phaseIndicationAge groupComparator/SOC agentInitial treatmentNo. of children treatedOutcomesKey observations
Rivaroxaban         
Einstein Jr phase 316 (NCT02234843) VTE treatment and prevention of recurrent VTE From birth to age <18 y SOC (UFH, LMWH, fondaparinux, and VKA) ≥5 d of SOC anticoagulant 500 Rivaroxaban vs SOC anticoagulant
Efficacy: symptomatic recurrent VTE: 4 (1%) vs 5 (3%); HR, 0.4; 95% CI, 0.11-1.41.
Safety: major bleeding/CRNMB: 10 (3%) (all nonmajor) vs 3 (2%) (1 nonmajor and 1 CRNMB); HR, 1.58; 95% CI, 0.51-6.27. 
Patients received SOC anticoagulant for 5-9 d before starting rivaroxaban. CVC-provoked VTE represented 25% of study population.
Infants and younger children were underrepresented (37 of 335 [11%]).
Subanalysis of special populations reported: CVC, infection-related CSVT, and cancer. 
UNIVERSE phase 317 (NCT02846532) Thromboprophylaxis for children after Fontan procedure 2-8 y Part A: none
Part B: aspirin 
NA 112 Part B: rivaroxaban vs aspirin
Efficacy: event rate, 2 (3%) vs 3 (9%)
Safety: major bleeding, 1 (2%) in rivaroxaban
CRNMB: 4 (6%) vs 3 (9%) 
Shorter duration between Fontan surgery and the first study drug dose in the aspirin group (mean, 37 d) than in the rivaroxaban group (mean, 45 d).
Not powered to test a formal hypothesis for efficacy. 
Apixaban        
PREVAPIX-ALL phase 318,19 (NCT02369653) Thromboprophylaxis during induction chemotherapy for ALL/LL 1-18 y None NA 512 Apixaban vs SOC anticoagulant 
Efficacy: VTE occurrence, 31 (12.1%) vs 45 (17.6%); RR, 0.69 (0.45-1.05); 1-sided P = .04
Safety: major bleeding, 2 in each arm; CRNMB, 11 vs 3 events 
Apixaban was not shown to be efficacious in the primary analysis but decreased VTE risk for patients with obesity

The study design was powered to demonstrate the benefit of anticoagulant prophylaxis of CVL-associated thrombosis for children with ALL/LL. 
SAXOPHONE phase 220 (NCT03395639) Thromboprophylaxis for cardiac disease From 29 d to <18 y of age SOC anticoagulant (LMWH or VKA) NA 192 Apixaban vs SOC anticoagulant 
Efficacy: no thromboembolic (TE) events in either arm.
Safety: 1 had 2 primary safety events (IR, 1.8/100 P-Y) vs 3 with 4 events (IR, 6.8/100 P-Y). 
Bone density and quality of life were measured for 12 mo but not reported. 
Edoxaban        
ENOBLE phase 321 
NCT02798471 
Thromboprophylaxis in cardiac disease 38 wk to <18 y SOC (UFH, LMWH, VKA) NA 168 Edoxaban vs SOC anticoagulant
Efficacy: none vs 2 TE events in SOC (1.7%)
Safety: major, none; CRNMB, 1 in each group.
Extension arm (n = 147, all on edoxaban)
Efficacy: 4 TE (2.8%; 2 strokes and 2 coronary artery thrombosis or myocardial infarction)
Safety: major, none; CRNMB, 1 (0.7%). 
Compliance with investigational drug was measured and was 94% in the edoxaban group in the main treatment period but reduced to 55% in the extension study. 
HOKUSAI-Jr phase 314 (NCT02798471) VTE treatment From 38 wk to <18 y of age SOC (UFH, LMWH, fondaparinux, and VKA) ≥5 d of parenteral treatment 290 Not available Study completed; study results not published. 
Dabigatran         
DIVERSITY phase 2b/322 (NCT01895777) VTE treatment and prevention of recurrent VTE From birth to age 17 y SOC anticoagulant (LMWH, VKA, or fondaparinux) ≥5 d of parenteral treatment 260 Dabigatran vs SOC anticoagulant
Efficacy: Composite outcome: 81 (46%) vs 38 (42%); P = .001
Safety: on treatment bleeding, 38/176 (22%) vs 22/90 (24%); HR, 1·15; 95% CI, 0·68-1·94; P = ·61
Major bleeding: 4/176 (2%) vs 2/90 (2%); HR, 0·94; 95% CI, 0·17-5·16; P = ·95 
Patients received 5-21 d of SOC anticoagulant before starting dabigatran.
Dabigatran drug levels were monitored to determine appropriate dose.
17 of 176 (∼10%) of the population prematurely discontinued dabigatran because of failure to achieve target dabigatran plasma concentration after 1 dose adjustment allowed per protocol.
Infants and younger children were underrepresented (22/176 [12.5%]).
Subanalysis of special populations: CVC, CSVT, and thrombophilia from birth to <2 y of age. 
DIVERSITY phase 38 
NCT 02197416 
VTE secondary prevention (single arm) From birth to <18 y of age NA NA 203 Efficacy: 1% (2/203) recurrence
Safety: major bleeding, 1.5% (3/203).
CRNMB, 1% (2/203). 
Study reported development of postthrombotic syndrome in 2 of 162 participants (1.2%) with DVT- or CVC-related thrombosis. 

CRNMB, clinically relevant nonmajor bleeding; CVC, central venous catheter; HR, hazard ratio; NA, not applicable; LL, lymphoblastic lymphoma; VKA, vitamin K antagonists.

Approved in North America and the United Kingdom and by the European Medicines Agency.

Abstracts at International Society of Thrombosis and Hemostasis Congress annual meeting, 2022.

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