Albumin, ferritin, and peripheral blood counts broadly capture health status in patients undergoing allogeneic stem cell transplantation (HCT). Whether they add any prognostic information to the HCT-Comorbidity Index (HCT-CI) is unknown. We analyzed the independent prognostic role of a group of 5 biomarkers (ferritin, albumin, absolute neutrophil count (ANC), hemoglobin (Hgb), and platelet (Plt) count) in pts given allogeneic HCT for hematologic malignancies.

This was a multi-center, retrospective discovery-validation study comprising data from 3917 recipients of allogeneic HCT at the Fred Hutchinson Cancer Research Institute (FHCRC) (n=1789) and Dana Farber Cancer Institute (DF) (n=716) in the US and the Gruppo Italiano Trapianto di Midollo Osseo (GITMO) (n=1412) in Italy (Table 1). Proportional hazard models were used to estimate the hazards of non-relapse mortality (NRM) and survival after adjustment for the HCT-CI, donor type, CMV serostatus, regimen intensity, age, disease risk and Karnofsky Performance Status (KPS). These were stratified by institution. Model performances were tested by c-statistic estimates.

In an initial analysis within the FHCRC population, ANC of <500 and Hgb of < 9 were not associated with outcomes in the models. Alternatively, ferritin >1000 (HR 1.98; p=0.0003) and >2500 (HR 1.97; p=0.0005); albumin <3.5 (HR 1.63; p<0.00001) and <3.0 (HR 1.73 p<0.0001); and Plt <100k (HR 1.65; p<0.0001), <50k (HR 1.52; p<0.0001) , and <20K (HR 1.54; p<0.008) were all statistically significantly associated with NRM.

Results were validated in a larger population from DF and GITMO. In multivariate models, adjusted for previously mentioned variables, ferritin >2500 and incremental decreases in albumin and Plt counts had statistically significant associations with both NRM and survival (Table 2). Of note, HCT-CI scores (2, 3 and >4) also retained significant associations with NRM and survival in the presence of the three biomarker values and in both cohorts. Subsequent multivariate analyses stratified the whole cohort (n=3917) into a training (n=2352) and a validation (n=1407) set. In both sets, albumin <3.5, plts <100K, and ferritin >2500 had statistical significance associations with NRM and survival. Each of the three biomarker values were subsequently assigned a weight of 1 following the same equation used to develop the HCT-CI. The augmented HCT-CI/biomarker index had higher c-statistic estimate (0.61) for prediction of NRM compared to the HCT-CI alone (0.58) in the validation set.

Ferritin, albumin, and Plt counts are simple and valid prognostic biomarkers for transplant outcomes and should be considered in combination with the HCT-CI in risk assessment prior to allogeneic HCT. The physiology behind these associations warrants further investigation to identify areas of intervention that may improve outcomes.

Table 1:

Pt characteristics

FHCRC
(N=1789)
DF/GITMO
(N=2128)
N (%)N (%)
Donor   
Related 900 (50) 1062 (50) 
Unrelated 889 (50) 1053 (50) 
Disease risk   
Low 740 (41) 866 (43) 
High 1049 (59) 1157 (57) 
Age   
< 50 1025 (57) 1120 (53) 
≥ 50 764 (43) 1008 (47) 
Conditioning   
MA 983 (55) 1100 (52) 
RIC/NMA 806 (45) 1004 (48) 
Pt CMV   
773 (43) 505 (24) 
1016 (57) 1581 (76) 
KPS   
≤ 90 691 (39) 644 (33) 
90-100 1098 (61) 1304 (67) 
FHCRC
(N=1789)
DF/GITMO
(N=2128)
N (%)N (%)
Donor   
Related 900 (50) 1062 (50) 
Unrelated 889 (50) 1053 (50) 
Disease risk   
Low 740 (41) 866 (43) 
High 1049 (59) 1157 (57) 
Age   
< 50 1025 (57) 1120 (53) 
≥ 50 764 (43) 1008 (47) 
Conditioning   
MA 983 (55) 1100 (52) 
RIC/NMA 806 (45) 1004 (48) 
Pt CMV   
773 (43) 505 (24) 
1016 (57) 1581 (76) 
KPS   
≤ 90 691 (39) 644 (33) 
90-100 1098 (61) 1304 (67) 

Table 2:

Multivariate analysis showing the associations between biomarkers and NRM and survival.

NRM Survival
Marker  HR1 P1 HR1 P1 
FHCRC 
Albumin ≥3.5 1.0  1.0  
 <3.5 - 3.0 1.44 0.002 1.45 <0.0001 
 <3.0 1.77 <0.0001 1.77 <0.0001 
 Unk 1.15 0.38 1.19 0.11 
Plts ≥100K 1.0  1.0  
 <100K – 50K 1.48 0.0007 1.28 0.003 
 <50K – 20K 1.49 0.003 1.37 0.001 
 <20K 1.64 0.005 1.58 0.0004 
 Unk 0.66 0.47 0.48 0.14 
Ferritin ≤1000 1.0  1.0  
 >1000 - 2500 1.60 0.03 1.70 0.0006 
 >2500 2.08 0.001 1.63 0.007 
 Unk 1.42 0.03 1.44 0.002 
HCT-CI 1.0  1.0  
 1.29 0.12 1.31 0.02 
 1.50 0.01 1.42 0.001 
 2.29 <0.0001 2.04 <0.0001 
 ≥ 4 2.94 <0.0001 2.42 <0.0001 
DF/GITMO 
Albumin ≥3.5 1.0  1.0  
 <3.5 - 3.0 1.60 0.0001 1.36 0.0005 
 <3.0 2.77 <0.0001 2.18 <0.0001 
 Unk 1.61 0.01 1.11 0.49 
Plts ≥100K 1.0  1.0  
 <100K – 50K 1.08 0.56 1.02 0.85 
 <50K – 20K 1.17 0.28 1.21 0.06 
 <20K 1.38 0.04 1.35 0.009 
 Unk 0.64 0.10 0.82 0.28 
Ferritin ≤1000 1.0  1.0  
 >1000 - 2500 1.11 0.43 1.23 0.02 
 >2500 1.60 0.002 1.69 <0.0001 
 Unk 1.13 0.33 1.12 0.19 
HCT-CI 1.0  1.0  
 1.31 0.05 1.14 0.19 
 1.29 0.10 1.25 0.04 
 1.48 0.006 1.46 0.0001 
 ≥ 4 1.74 <0.0001 1.66 <0.0001 
NRM Survival
Marker  HR1 P1 HR1 P1 
FHCRC 
Albumin ≥3.5 1.0  1.0  
 <3.5 - 3.0 1.44 0.002 1.45 <0.0001 
 <3.0 1.77 <0.0001 1.77 <0.0001 
 Unk 1.15 0.38 1.19 0.11 
Plts ≥100K 1.0  1.0  
 <100K – 50K 1.48 0.0007 1.28 0.003 
 <50K – 20K 1.49 0.003 1.37 0.001 
 <20K 1.64 0.005 1.58 0.0004 
 Unk 0.66 0.47 0.48 0.14 
Ferritin ≤1000 1.0  1.0  
 >1000 - 2500 1.60 0.03 1.70 0.0006 
 >2500 2.08 0.001 1.63 0.007 
 Unk 1.42 0.03 1.44 0.002 
HCT-CI 1.0  1.0  
 1.29 0.12 1.31 0.02 
 1.50 0.01 1.42 0.001 
 2.29 <0.0001 2.04 <0.0001 
 ≥ 4 2.94 <0.0001 2.42 <0.0001 
DF/GITMO 
Albumin ≥3.5 1.0  1.0  
 <3.5 - 3.0 1.60 0.0001 1.36 0.0005 
 <3.0 2.77 <0.0001 2.18 <0.0001 
 Unk 1.61 0.01 1.11 0.49 
Plts ≥100K 1.0  1.0  
 <100K – 50K 1.08 0.56 1.02 0.85 
 <50K – 20K 1.17 0.28 1.21 0.06 
 <20K 1.38 0.04 1.35 0.009 
 Unk 0.64 0.10 0.82 0.28 
Ferritin ≤1000 1.0  1.0  
 >1000 - 2500 1.11 0.43 1.23 0.02 
 >2500 1.60 0.002 1.69 <0.0001 
 Unk 1.13 0.33 1.12 0.19 
HCT-CI 1.0  1.0  
 1.31 0.05 1.14 0.19 
 1.29 0.10 1.25 0.04 
 1.48 0.006 1.46 0.0001 
 ≥ 4 1.74 <0.0001 1.66 <0.0001 
1

Adjusted for donor , CMV serostatus , regimen intensity , age , disease risk , KPS ; stratified on institution.

Unk=Unknown

Disclosures

No relevant conflicts of interest to declare.

Author notes

*

Asterisk with author names denotes non-ASH members.

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